Empower your business with our trusted compliance solutions

Welcome to the Center of Excellence (COE), your trusted partner in achieving regulatory compliance. Our expertise helps businesses mitigate corporate risk, reducing the time and costs of staying compliant with ever-changing regulations.

Our Mission

To provide expert compliance solutions that reduce risks, save time, and cut business costs, enabling them to thrive in a regulated environment.

Healthcare Compliance

HIPAA and HITRUST CSF regulatory compliance to protect sensitive medical data.

Finance Compliance

SEC and FINRA cybersecurity compliance to safeguard financial information.

Training

Customized employee instruction to enhance security awareness and skills.

Who We Are

The Center of Excellence is a leading compliance certification entity specializing in issuing certificates to companies that adhere to regulatory standards. Our team of experts ensures that your business remains compliant and protected.

Our Values

Founded by seasoned compliance professionals, COE has a rich history of helping businesses navigate complex regulatory landscapes. Our commitment to excellence has made us a trusted partner for many organizations.

Why COE Matters

Compliance is crucial in today’s business world. COE’s role is to ensure that companies meet regulatory standards, protecting them from penalties, legal actions, and reputational damage.

Our Services

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Healthcare Compliance:
Protecting Medical Data and Ensuring Compliance

01

Data Risk Assessments

We Identify vulnerabilities and assess risks.

02

Data Protection Policies

Develop and implement robust policies.

03

Technical Remediation

Secure your data against breaches.

04

Awareness Training

Educate staff on best practices.

05

Cyber Insurance Plans

Mitigate financial risks from breaches.

center of excellence

Finance: Compliance As a Service

Why should Financial Firms care about cybersecurity?

Cybersecurity compliance is a fundamental obligation for RIAs and Broker-Dealers. The SEC and FINRA impose cybersecurity standards to ensure client protection, regulatory adherence, and sustained business growth in the digital era.

Protection of Client Data

Breaches lead to unauthorized access and fraud.

Regulatory Requirements

Non-compliance leads to penalties, legal action, and reputational damage, undermining the credibility and viability of the businesses.

Client Trust and Reputation

A commitment to cybersecurity compliance enhances the firm’s reputation, fostering client loyalty and attracting new business.

Competitive Advantage

Clients are more likely to choose firms that prioritize the security of their investments and personal information.

Cybersecurity Solutions

Cybersecurity is critical for all businesses. COE offers comprehensive solutions to protect against digital threats and ensure regulatory compliance.

Data Risk Assessments

Evaluate potential cyber threats.

Security Policies

Develop and implement protection policies.

Phishing Tests

Train employees to recognize phishing.

Customized Training

Tailored e-learning programs with certification.

Town Hall Training

Interactive sessions on best practices.

Read our latest resources

Partner With Us Today!

Empower your business to thrive in a regulated world with our trusted compliance solutions. Embrace success, while we handle the complexities. Join forces with us and conquer compliance challenges together!

Partner With Us Today!

Empower your business to thrive in a regulated world with our trusted compliance solutions. Embrace success, while we handle the complexities. Join forces with us and conquer compliance challenges together!